539 F. Supp.2d 500
Civil Action No. 04-10480-RGS.United States District Court, D. Massachusetts.
March 25, 2008
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Anthony V. Agudelo, Michael S. Appel, Sugarman, Rogers, Barshak Cohen, P.C., Boston, MA, for Silas Calhoun and Emily Calhoun.
Anton P. Giedt, United States Attorney’s Office, Boston, MA, Karen L. Goodwin, United States Attorney’s Office, Springfield, MA, for United States of America.
FINDINGS OF FACT AND RULINGS OF LAW AFTER A NON-JURY TRIAL
RICHARD STEARNS, District Judge
Estella Calhoun, the first-born child of plaintiffs Silas and Emily Calhoun,[1] became severely dehydrated soon after her birth. Despite a seemingly successful pediatric intervention, she suffered
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a series of cerebrovascular spasms. These left a permanent lesion in the right thalamus region of her brain. The Calhouns contend that as Estella grew older, she began to manifest cognitive and behavioral difficulties, including Attention Deficit Hyperactivity Disorder (ADHD), which they attribute to the brain injuries. On March 9, 2004, the Calhouns filed this Federal Tort Claims Act (FTCA) lawsuit against Estella’s primary physician, Dr. (Captain) Eric Daub, alleging medical malpractice. Dr. Daub was an Air Force physician assigned to the Hanscom Clinic (Clinic) at Hanscom Air Force Base in Bedford, Massachusetts. The United States was therefore substituted as the named defendant.[2] A trial without jury was held in April of 2007.[3] After the taking of evidence, the parties were given leave to file proposed findings of fact and rulings of law. They did so in September of 2007. The court then heard final argument.
FINDINGS OF FACT
The court makes the following findings of fact based on the credible evidence offered at trial.
1. Silas Calhoun is a Captain in the United States Army Signal Corps.[4] In February of 2000, Captain Calhoun was serving a tour of duty in Korea, while his wife, Emily Calhoun, remained in Massachusetts. Emily was awaiting the birth of the couple’s first child.[5]
2. On February 25, 2000, after an uneventful pregnancy, Emily[6]
gave birth to Estella at the Beth Israel Deaconess Medical Center (Beth Israel) in Boston, Massachusetts. Estella was born at full-term gestation (37.6 weeks). Estella weighed 8 pounds, 13 ounces at birth. She was by all indications a healthy baby.
3. Estella developed normally while her mother recuperated at Beth Israel. She was noted to be “nursing well with minimal assistance.” On February 25, 2000, Estella passed two meconium stools.[7] On February 26, 2000, Estella passed five meconium stools. Also on that date, Captain Calhoun returned from Korea. On the morning of February 27, 2000, prior to being discharged from Beth Israel, Estella passed two meconium stools. She then weighed 8 pounds, 8 ounces.[8] In discharging
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Emily, Beth Israel recommended that Estella be seen at the Hanscom Clinic within one to two weeks.
4. On February 28, 2000, the first full day home for mother and child, Emily became concerned that Estella did not appear to be breast-feeding properly. Estella also had not stooled since leaving the hospital. Emily made an appointment at the Clinic for the following day.
5. On February 29, 2000,[9] Emily and Captain Calhoun brought Estella to the Clinic. The medical technician on duty, Airman Paul Best, took Estella’s vital signs. He noted her temperature as a normal 97.2 degrees, and recorded her weight as 8 pounds, 13 ounces (the same as her birthweight). Emily testified that Estella was fully garbed when Best weighed her: that she had on a baby hat, a onesie, a baby gown, a baby sack, a diaper, booties, and two blankets. Captain Calhoun testified that Best lifted Estella out of her car seat and placed her on the scale, fully clothed. Best, in a deposition, recalled that Estella had presented at the Clinic wearing a yellow onesie and a yellow blanket. He testified that Clinic procedure required that all newborns be weighed completely undressed. He also testified that in some circumstances, when it was cold and parents objected to their babies being undressed, his practice was to weigh a baby fully clothed. Best did not specify whether this was the case with Estella. Rather, when asked if he had told the Calhouns that Estella would have to be fully undressed before being weighed, Best responded, “To the best of my recollection, I would say yes.”
6. Dr. Daub, who had been randomly assigned as Estella’s physician, saw her shortly after the intake examination.[10] Dr. Daub was a family practitioner and recent medical graduate with one and one-half years of solo experience. He made note of Best’s report of Estella’s weight. He also noted (without remark) that her weight upon discharge from Beth Israel had been 8 pounds, 8 ounces, that is, 5 ounces less than the weight recorded by Best. Dr. Daub wrote that Estella was awake, alert, and that her vital signs were stable. From the Calhouns, he learned that Estella was “only having wet diapers,” and had not had a bowel movement in three days. He additionally noted that Estella appeared to have signs of jaundice, and that her skin was “loose.” He ordered a bilirubin test[11] and an analysis of Estella’s complete blood count (CBC). He recommended that Emily expose Estella to indirect sunlight and return for a follow-up examination on March 2, 2000.
7. Later that afternoon (February 29), Dr. Daub received the results of the CBC and bilirubin tests. Estella’s hematocrit was in the normal range.[12] However, because her bilirubin level was high — 19.1 — Dr. Daub spoke with Emily and asked her to bring Estella to the Clinic the following day (March 1), rather than waiting for the appointment on March 2.
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8. The technician on duty on March 1, 2000, Airman Van Hoang, took Estella’s vital signs before the appointment with Dr. Daub. Hoang recorded Estella’s weight as 8 pounds, 2 ounces (11 ounces less than her birthweight, and 6 ounces less than her discharge weight upon discharge from Beth Israel). Emily and Captain Calhoun testified that Estella was again weighed fully clothed. (Emily testified that Estella was wearing a hat, a onesie, a baby gown, diaper, and socks, and was possibly wrapped in a blanket). Hoang testified that he did not specifically recall weighing Estella, but that he always weighed babies unclothed, as Clinic procedure required, even when parents complained that the intake room was too cold.[13]
9. In his notes of the March 1, 2000 visit, Dr. Daub recorded the Calhouns’ report that Estella “has done quite well overnight. 3 stools, voiding frequently, feeding vigorously,” and noted that “her parents feel that she is less jaundiced.”[14] He observed that Estella’s “weight today is down some.” He also remarked that Estella was “comfortable, in NAD [no apparent distress], [and was] asleep when I examined her.” Dr. Daub observed less jaundice in Estella’s hands, feet, forearms, and legs. Test results indicated that the bilirubin level had dropped to an encouraging 18.1.[15] Dr. Daub’s plan for treatment was to “insure that the bilirubin continues to fall” by scheduling a follow-up appointment in two day’s time. Dr. Daub instructed the Calhouns to return sooner if Estella “is worsening or not improving.”
10. Over the next day, March 2, 2000, Emily observed that Estella was crying excessively and breast-feeding only in short intervals. She became drowsy and was sleeping longer without waking to feed. Emily testified that she was concerned, but felt reassured by Dr. Daub’s statement that Estella’s bilirubin level was improving.
11. On March 3, 2000, the Calhouns returned to the Clinic for the scheduled appointment with Dr. Daub. He noted that “[Estella’s] parents reported that she has not been eating last day and is not interested in suckling.” Dr. Daub also wrote that Estella was “somnolent, skin is loose on her, weight is down nearly one lb.” Estella’s weight on intake was 7 pounds, 4 ounces, that is, 14 ounces less than the weight recorded by Airman Hoang on March 1.[16] Her temperature was an elevated 100.2 degrees. The bilirubin level, however, had receded to a level of 15.
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12. Dr. Daub ordered Estella’s immediate transfer to the pediatrics service at Emerson Hospital in Concord, Massachusetts. His referral note indicated that “neonatal hyperbilirubinemia was resolving, but now not feeding and has 1 lb. weight loss, please rule out sepsis and re-evaluate bilirubin.”[17]
13. On arrival at Emerson Hospital, Estella was examined by Dr. Marianne Sutton.[18] She noted that Estella “appeared jaundiced and that her anterior fontanel, which is her soft spot, was very sunken. Her lips were very dry, her skin turgor was poor, and she was markedly dehydrated even on physical examination.”
14. The Emerson Hospital records indicate that Estella had an elevated serum sodium level of 172 (the upper acceptable limit is 145). Her weight was recorded as 7 pounds, ½ ounce.[19]
15. Estella was diagnosed with severe hypernatremic dehydration.[20]
16. Estella’s sodium level was closely monitored as she was gradually rehydrat-ed over several days during her stay at Emerson.[21]
17. On March 6, 2000, Estella was discharged from Emerson Hospital. She then weighed 8 pounds, 9 ounces. A post-discharge consultation with a lactation specialist and a checkup visit at the Clinic were scheduled for the Calhouns prior to the discharge.
18. On March 9, 2000, three days after her discharge from Emerson Hospital, Estella was seen at the Clinic by Dr. (Major) Russel T. Coleman. Estella’s weight was now 8 pounds, 141/2 ounces. During the visit, Emily reported having observed “occasional twitching” by Estella. Dr. Cole-man’s examination revealed an “occasional twitch of left ankle when crying.” He explained to Emily that the twitching was normal in an infant, and compared it to the reflexive action that one makes if startled when asleep. Overall, Dr. Coleman found Estella to be a “well child,” having an examination within normal limits and displaying no signs of jaundice. Dr. Coleman instructed Emily to follow-up in two weeks and to monitor Estella’s weight at home, with an expectation of a ¾ to 1 ounce daily weight gain.
19. After Emily and Estella left the Clinic on March 9, 2000, Estella continued to twitch throughout the day and into the early evening. The twitching gradually spread over Estella’s entire left side including her leg, arm, and eye. At approximately
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9:00 p.m., the Calhouns took Estel-la to the Emergency Room at Children’s Hospital (Children’s) in Boston.
20. On admission to Children’s, Estella was found to be suffering from multiple seizures. She had focal seizures of the left arm, face, and leg. The seizures were accompanied by multiple episodes of apnea (cessation of breathing). Estella was intu-bated and given Ativan and Phenobarbital to control the seizures. She was placed on a respirator to assist her breathing.
21. On March 10 and 11, 2000, a series of CT scans and MRIs were performed on Estella’s brain. The tests revealed an extensive venous thrombosis involving the superior sagital sinus, straight sinus, internal cerebral veins, and right terminal vein; a hemorrhage in the posterior horn of the right lateral ventricle; and a punctuate lesion in the right thalamus.
22. On March 14, 2000, a follow-up MRI revealed that the venous thrombosis had progressed, but that the lesion in the right thalamus was stable.
23. The tests did not indicate any stroke, necrosis, or other extensive or permanent injury to Estella’s brain.[22]
24. On March 10, 2000, Dr. Andre du Plessis, the Director of the Fetal-Neonatal Neurology Program at Children’s, diagnosed Estella as suffering from “neonatal encephalopathy with seizures of post-natal onset and associated with hypernatremic dehydration.” Dr. du Plessis told the Calhouns that Estella might have long-term issues, including learning disabilities, resulting from her brain injuries.
25. Estella was discharged from Children’s on March 15, 2000. She was monitored by a pediatrician, by early intervention services, and by Dr. du Plessis on a periodic basis. Estella was taken off Phenobarbital in June of 2000.
26. Estella’s pediatric records indicate that in the subsequent months, she met age-appropriate developmental milestones. None of her doctors noticed any abnormal neurological signs or symptoms. She began to walk at the age of ten months.
27. On March 28, 2001, when Estella was thirteen months old, Dr. du Plessis examined Estella. He noted that she had a “normal neurological examination except for very mild posturing of the left upper extremity with running and walking fast, that is likely the result of the right thalamic hemorrhage in the newborn period. Despite this, we do not feel that she has any significant clot at this point, especially one of any functional implication.” Otherwise, Dr. du Plessis found Estella to be “advanced in achieving developmental milestones,” including her gross motor skills. Based on his observations, Dr. du Plessis felt that it was no longer necessary for him to monitor Estella’s progress.
28. Approximately seven months later, at age twenty months, Emily noticed that Estella was exhibiting an abnormally high level of energy. She was aggressive towards other children, and would hit them with objects and her bare hands. She ran everywhere, yelling and screaming. After her brother, Cy Henry, was born, Estella would try to pull him off people’s laps, and once scratched his face with a fork.
29. Estella was enrolled in pre-school in September of 2002 at age two years and nine months. Her teacher was Emily’s mother, Judith Birnim. At school, Estella was impulsive and fidgety. She frequently
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chewed on her clothing and her hair. She was aggressive with classmates and difficult to discipline. At times, she became so upset that she would become physically ill.
30. Estella was evaluated by an early childhood education specialist in March of 2003. She was found to have difficulty modulating sensory input, which impacted her ability to attend to assigned tasks. Occupational therapy was recommended. A therapist at Children’s evaluated Estella and noted that she demonstrated elevated tactile, auditory, visual, and olfactory sensitivities.
31. On March 26, 2003, Dr. du Plessis reexamined Estella. He noted that Estella had developed behavioral difficulties exhibiting aggression, impulsiveness, and emotional instability. He referred Estella to the Behavioral Neurology Department at Children’s.
32. On April 28, 2003, Estella was evaluated by Dr. David Urion and Dr. Reet Sidhu. Dr. Urion noted Estella’s prior brain injury, and in particular, the hemorrhage in her right thalamus. Doctors Urion and Sidhu jointly concluded: “At this point, [Estella] has several behavioral issues related to impulsivity, inattention, and hyperactivity that are often seen in children with this history of neurological injury.”
33. In the summer of 2003, the Calhoun family relocated to Captain Calhoun’s new duty station in Hawaii. Estella was evaluated by a team of specialists, including Dr. Megan Marumoto, a child psychiatrist. Dr. Marumoto observed Estella to be easily distracted and impulsive, and found that she exhibited symptoms of ADHD. Estella was placed in a special education pre-school class.
34. Over the next two years, Estella was often inattentive and restless in class. Although she responded well in highly structured environments, her teachers found her to be a disruptive presence because of her uninhibited talking and giggling. In September of 2006, Estella entered the first grade. She was no longer in a special education class. Standardized test scores indicate that as of March of 2007, she was approximately one year behind her grade level in mathematics. Her reading skills, however, were improving with the assistance of a tutor.
35. Estella has been diagnosed with ADHD by several examiners, including plaintiffs’ experts, Dr. Hart and Dr. Todd Elwyn, a child psychiatrist. The government’s experts, Dr. Gregory Yim and Dr. Jefferson Prince, agree that Estella has mild ADHD. All of the experts are of the view (although to varying degrees) that Estella is experiencing, and may continue to experience, behavioral, cognitive, and developmental difficulties.[23] However, there is a dispute among the witnesses as to whether Estella’s ADHD is causally related to the hypernatremic dehydration and cerebrovascular events that she suffered
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as a newborn.[24]
RULINGS OF LAW
1. Medical Malpractice
“The essence of the doctor-patient relationship is the undertaking by a physician to diagnose and/or treat the person being diagnosed or treated with reasonable professional skill.”Lambley v. Kameny, 43 Mass.App.Ct. 277, 283, 682 N.E.2d 907
(1997). In order for a plaintiff to bring a malpractice action, she must first establish the existence of a physician-patient relationship. Coombes v. Florio, 450 Mass. 182, 186, 877 N.E.2d 567 (2007). Here, it is undisputed that such a relationship existed between Estella and Dr. Daub. The Calhouns must therefore show: (1) that Dr. Daub’s treatment of Estella did not conform to accepted medical practice; and (2) that injury to Estella resulted from Dr. Daub’s deviation from the duty of care. Perez v. Bay State Ambulance Hosp. Rental Serv., Inc., 413 Mass. 670, 676, 602 N.E.2d 570 (1992). In other words, to prevail, the Calhouns must first prove by a preponderance of the evidence that Dr. Daub was negligent in his treatment of Estella prior to her transfer to Emerson Hospital on March 3, 2000. They must then prove that Dr. Daub’s negligence was a contributing cause of Estella’s subsequent cerebrovascular injuries. Finally, they must prove that these injuries are a cause of Estella’s behavioral disorders, including her ADHD.
2. Duty of Care
The relevant standard of care is “whether the physician, if a general practitioner, has exercised the degree of care and skill of the average qualified practitioner, taking into account the advances of the profession.”[25] Brune v. Belinkoff,
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354 Mass. 102, 109, 235 N.E.2d 793 (1968). By contrast, “[o]ne holding himself out as a specialist should be held to the standard of care and skill of the average member of the profession practising the specialty, taking into account the advances in the profession.” Id. Dr. Daub was a family practitioner who, though he treated infants, did not hold himself out as a pediatrician. Therefore, the relevant inquiry is whether Dr. Daub met the prevailing standard of care in 2000 for a family practice physician. “The standard is measured against what a reasonably prudent practitioner in the defendant’s position would do, not what any individual physician or physicians might do.”Palandjian v. Foster, 446 Mass. 100, 105, 842 N.E.2d 916 (2006), quoting 5 D.W. Louisell H. Williams, Medical Malpractice
§ 29.01, at 29-7 (2005). Consistent with the testimony of Dr. Ringer, a pediatrician/neonatologist, and Dr. Wust-Smith, a pediatrician, the applicable standard of care required Dr. Daub to evaluate Estella following her birth for proper feeding, hydration, and stooling status, and for possible jaundice.
ULTIMATE CONCLUSIONS OF FACT AND LAW
1. Airman Best improperly weighed Estella at the intake examination on February 29, 2000, by not removing her clothing before taking her weight.
2. Dr. Daub’s treatment of Estella on February 29, 2000, deviated from the applicable standard of care in failing to recognize that the weight reported by Airman Best was grossly inaccurate. In all other respects, Dr. Daub conformed to the applicable standard of care.[26]
3. Airman Hoang’s weighing of Estella at the intake examination on March 1, 2000, was performed properly and revealed a weight consistent with what would be expected in a five-day old infant.
4. Dr. Daub’s treatment of Estella on March 1, 2000, conformed in all respects to the standard of care.[27]
5. There is no evidence that as of the time of the March 1, 2000 visit that Estella was suffering from abnormal dehydration.[28]
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6. The weight of the evidence is that the onset of dehydration (beyond what would normally be expected in a breast-fed infant) occurred after Estella’s visit with Dr. Daub on March 1, 2000, and continued to worsen prior to the return visit on March 3, 2000.[29]
7. Dr. Daub’s treatment of Estella on March 3, 2000, and his decision to order her immediate transfer to Emerson Hospital, conformed to the proper standard of care.
8. The deviation by Dr. Daub on February 29, 2000, in failing to make note of the inaccurate weighing by Airman Best was not a contributing cause of Estella’s dehydration or her subsequent cerebrovascular complications. See Primus v. Galgano, 329 F.3d 236, 241 (1st Cir. 2003).[30]
9. Therefore, the deviation by Dr. Daub could not have contributed to Estella’s behavioral and cognitive dysfunctions, including her ADHD, as they later developed.
10. Consequently, Dr. Daub cannot be found liable, nor by extension can the United States.
ORDER
For the foregoing reasons, the Clerk will enter judgment for the defendant United States of America. The case will then be closed.
SO ORDERED.
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